The way firms price, trade, and manage structured investments is outdated.

Luma gives financial professionals a single platform to price, execute, and manage Notes, CDs, ETFs, SMAs, and OTC derivatives without the spreadsheets, the back-and-forth, or the guesswork.

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Firms Trust Luma Globally
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AUM Serviced Through the Platform
$ 0 T
Years Serving RIAs and Family Offices
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The industry needed a better way to manage complex products. This is it.

Firms still rely on fragmented tools, manual processes, and issuer-specific workflows to manage their businesses. Luma replaces that patchwork with one platform that’s purpose-built for transparency, compliance, and scale.

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What Luma Solves for Firms Across the Industry

Hover over each box below to reveal how each outcome translates into real impact.

Click on each box below to reveal how each outcome translates into real impact.

Best execution, fully documented.
Demonstrate a commitment to acting in clients' best interests and respond confidently to regulatory examinations with ready access to best execution evidence, fully documented across the entire product lifecycle.
Informed investment decisions.
Clear visibility into how products will perform under various market conditions, with advanced portfolio analytics featuring scenario testing and sensitivity analysis tools.
Tailored client solutions under one compliance framework.
Build solutions using multiple investment vehicles, all managed under a unified compliance and documentation framework. The platform supports Notes, CDs, ETFs, SMAs, and OTC derivatives with customization capabilities.
Control over how you trade.
Competitive pricing and flexible trading that empower firms to choose the partners that best align with their clients' interests.
Clear performance reporting.
Show clients detailed investment performance across all product types, building confidence and trust with clear and meaningful insights that maximize the value of your services.
Go live in under two weeks.
Deliver value to clients faster without the typical onboarding delays and start recognizing value within days, enhancing the services you deliver to your clients.
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Featured Testimonials

"Luma’s innovative platform provides an invaluable solution that lets me quickly create, assess, and manage custom deals for my clients’ portfolio solutions.”
Ben Brackett, CFP®Financial Advisor | Caliber Wealth Management
"The updated Luma interface looks awesome! I just pulled up a security to review, and the improvements are fantastic. The enhanced efficiency makes analysis faster and enables better decision-making. Great work by your team!"
Dan Magnetta, CIMAVice President | Barnabas Capital
“As my clients’ trusted advisor, it’s my responsibility to make sure I’m not only doing what’s in their best interest, but exploring product solutions to drive the optimal outcomes that my clients have come to expect. Luma makes it easy to manage my alt business by creating and submitting custom deals directly to the issuers I want to do business with.”
Mike McLainSenior Advisor | Director of Institutional Services | LEAP Wealth Management

Why Leading Firms Choose Luma

  • Issuer-neutral access to institutional-quality capital markets products with no proprietary bias
  • Give every advisor across the firm access to the same tools and product shelf
  • Support growth without adding operational headcount
  • On-demand pricing and analysis that eliminates the back-and-forth with issuer desks
  • Multi-issuer auctions built into the workflow
  • Automated compliance documentation that replaces manual, error-prone processes
  • Custodian and portfolio management integrations included at no extra cost
  • Transparent pricing with fee clarity on every trade
  • White-labeled, firm-branded reporting
  • Tailored protection strategies aligned to specific market views

Seamlessly Fits Into Your Existing Tech Stack

Luma’s open architecture connects to custodians, portfolio management systems, and existing tech stacks. No rip-and-replace. No costly custom builds.

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The industry is changing. Your capital markets infrastructure can, too.

See how Luma is helping firms modernize how they price, trade, and manage capital markets products, and get your team live fast.

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