Empowering RIAs and Family Offices with Superior Investment Solutions

Empowering RIAs and Family Offices to deliver differentiated strategies and superior outcomes with a multi-product technology solution for Notes, CDs, ETFs, SMAs, and OTC derivatives.

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RIAs & Family Offices Served Globally
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AUM Serviced through Luma
$ 0 T
Years Serving RIAs and Family Offices
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Fiduciary Focused. Execution Simplified.

Luma Provides RIAs and Family Offices advisor-first technology that delivers transparency and efficiency to support better client outcomes.

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Discover How Luma Delivers on Outcomes for RIAs and Family Offices

Hover over each box below to reveal how each outcome translates into real impact for your business.

Click on each outcome to see the impact it delivers for your business.

Demonstrate your commitment to acting in clients' best interests and respond confidently to regulatory examinations with ready access to best execution evidence →
and meet fiduciary standards, fully documented across the entire structured product lifecycle.
Make informed investment decisions with clear visibility into how structured products will perform under various market conditions →
and leverage advanced portfolio analytics featuring scenario testing and sensitivity analysis tools.
Build tailored client solutions using multiple investment vehicles, all managed under a unified compliance and documentation framework →
through Luma's multi-product platform supporting Notes, CDs, ETFs, SMAs, and OTC derivatives with customization capabilities.
Maintain control over how you trade while ensuring every client gets the best possible execution →
and leverage fiduciary pricing and flexible trading empower you to choose the partner(s) that best aligns to your clients’ best interests.
Show clients detailed investment performance across all product types, building confidence and trust →
and provide clear and meaningful insights that maximize the value of your services.
Go live in under two weeks, delivering value to clients faster without the typical onboarding delays →
and start recognizing value within days, enhancing the services you deliver to your clients.
See the Platform In Action

Featured Testimonials

"Luma’s innovative platform provides an invaluable solution that lets me quickly create, assess, and manage custom deals for my clients’ portfolio solutions.”
Ben Brackett, CFP®Financial Advisor | Caliber Wealth Management
"The updated Luma interface looks awesome! I just pulled up a security to review, and the improvements are fantastic. The enhanced efficiency makes analysis faster and enables better decision-making. Great work by your team!"
Dan Magnetta, CIMAVice President | Barnabas Capital
“As my clients’ trusted advisor, it’s my responsibility to make sure I’m not only doing what’s in their best interest, but exploring product solutions to drive the optimal outcomes that my clients have come to expect. Luma makes it easy to manage my alt business by creating and submitting custom deals directly to the issuers I want to do business with.”
Mike McLainSenior Advisor | Director of Institutional Services | LEAP Wealth Management

Why Leading RIAs and Family Offices Choose Luma

  • Issuer‑neutral access to institutional‑quality structured solutions
  • Differentiate your offering without issuer bias, aligning with a fiduciary standard
  • Attract and retain high‑net‑worth clients with customized strategies
  • Instant pricing with on‑demand analysis
  • Auction across multiple issuers to support best‑execution processes
  • Automate compliance documentation and replace manual steps.
  • Custodian and portfolio management solutions, integrations included—no extra cost
  • Transparent, fiduciary‑focused pricing with fee clarity on every trade
  • White‑labeled, firm‑branded reports clients can understand
  • Personalized protection aligned to specific market views

Seamlessly Fits Into Your Existing Tech Stack

Luma’s open architecture ensures seamless integration with your existing technology.

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Transform Your RIA or Family Office Practice with Luma

Join the growing community of forward-thinking RIAs leveraging structured products to enhance client portfolios.

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