Empowering RIAs and Family Offices with Superior Investment Solutions

Empowering RIAs and Family Offices to deliver differentiated strategies and superior outcomes with a multi-product technology solution for Notes, CDs, ETFs, SMAs, and OTC derivatives.

RIAs & Family Offices Served Globally

0 +

AUM Serviced through Luma

$ 0 T

Years Serving RIAs and Family Offices

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The platform of choice for RIAs and Family Offices globally. Our award-winning technology infrastructure provides seamless access to 20+ premier issuers, earning industry recognition as the Best Technology Provider and Best Multi-Issuer Platform through SRP.

^{1 – As of July, 2025}

^{2 – Total AUM (All Clients Globally)}

Fiduciary Focused. Execution Simplified.

Luma Provides RIAs and Family Offices advisor-first technology that delivers transparency and efficiency to support better client outcomes.

Discover How Luma Delivers on Outcomes for RIAs and Family Offices

Hover over each box below to reveal how each outcome translates into real impact for your business.

Click on each outcome to see the impact it delivers for your business.

Demonstrate your commitment to acting in clients' best interests and respond confidently to regulatory examinations with ready access to best execution evidence →

and meet fiduciary standards, fully documented across the entire structured product lifecycle.

Make informed investment decisions with clear visibility into how structured products will perform under various market conditions →

and leverage advanced portfolio analytics featuring scenario testing and sensitivity analysis tools.

Build tailored client solutions using multiple investment vehicles, all managed under a unified compliance and documentation framework →

through Luma's multi-product platform supporting Notes, CDs, ETFs, SMAs, and OTC derivatives with customization capabilities.

Maintain control over how you trade while ensuring every client gets the best possible execution →

and leverage fiduciary pricing and flexible trading empower you to choose the partner(s) that best aligns to your clients’ best interests.

Show clients detailed investment performance across all product types, building confidence and trust →

and provide clear and meaningful insights that maximize the value of your services.

Go live in under two weeks, delivering value to clients faster without the typical onboarding delays →

and start recognizing value within days, enhancing the services you deliver to your clients.

Case Study: Increasing Advisor Satisfaction, Reducing Operational Costs & Improving Efficiency

Drive Wealth Advisers successfully implemented an integrated portfolio management solution, resulting in improved advisor efficiency, enhanced client service capabilities, and measurable operational cost reductions—all while delivering more sophisticated investment solutions to their high-net-worth clients.

Firm Type

RIA + Family Office

Geography

North America

AUM ($)

$2.2B (2024 FYE)

Type of Advisors

RIAs

Number of Advisors

Rollout Type

Enterprise Rollout (All Advisors)

The Problem

By 2035, 74 million Americans will be retired, requiring protection of savings while remaining invested. Many advisors use structured products to mitigate risk and preserve upside, yet firms face operational and technical hurdles integrating these products due to complex analytics and lifecycle management.

The Solution

Drive Wealth Advisers integrated Addepar’s portfolio management platform with Luma Financial Technologies. This connection streamlined structured product access, embedding analytics and marketplace tools directly into Addepar. Advisors now seamlessly analyze, allocate, and manage structured investments alongside traditional assets, improving efficiency, reducing manual work, and deepening insights.

The Approach

Drive Wealth Advisers targeted two outcomes: improve adviser satisfaction and reduce operational costs. Goals included a 10% CSAT/NPS increase in three months and 50% fewer service requests in 12 months, plus 30% lower support demands and 40% fewer resources for data-driven client insights.

The Outcome

Using the Addepar-Luma integration, Drive Wealth Advisers delivers sophisticated investments with greater transparency and speed. Early results show a 3–5% CSAT/NPS increase and 10–15% fewer service requests in three months, with efficiency gains on track to meet 12-month cost-reduction and productivity goals.

Featured Testimonials

"Luma’s innovative platform provides an invaluable solution that lets me quickly create, assess, and manage custom deals for my clients’ portfolio solutions.”

Ben Brackett, CFP®Financial Advisor | Caliber Wealth Management

"The updated Luma interface looks awesome! I just pulled up a security to review, and the improvements are fantastic. The enhanced efficiency makes analysis faster and enables better decision-making. Great work by your team!"

Dan Magnetta, CIMAVice President | Barnabas Capital

“As my clients’ trusted advisor, it’s my responsibility to make sure I’m not only doing what’s in their best interest, but exploring product solutions to drive the optimal outcomes that my clients have come to expect. Luma makes it easy to manage my alt business by creating and submitting custom deals directly to the issuers I want to do business with.”

Mike McLainSenior Advisor | Director of Institutional Services | LEAP Wealth Management

Why Leading RIAs and Family Offices Choose Luma

Grow Your Practice

Enhance Efficiency

Deliver Better Client Service

Seamlessly Fits Into Your Existing Tech Stack

Luma’s open architecture ensures seamless integration with your existing technology.

Transform Your RIA or Family Office Practice with Luma

Join the growing community of forward-thinking RIAs leveraging structured products to enhance client portfolios.

Luma's Technology Solutions

About Luma

Who We Serve