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Tracking Post-Sales Events with Luma
Tracking important performance data about structured products used to be a complicated and time-consuming endeavor, in large part due to the process relying so heavily on manual information management. Chasing down all of the pertinent data could be time prohibitive to the point that many advisors hesitated to incorporate this class of financial instruments...
How Financial Advisors Can Elevate their Investments Business with Fintech from Home
During this time of uncertainty, advisors are continuing to seek new ways to ease anxiety and elevate their exceptional value-add services for clients. While this uncertainty can be taxing due to heightened stress and difficult client conversations – all while working remotely – it doesn’t have to be. In fact, working from home does...
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COO Q&A: How Fintech Is Transforming the Structured Product Marketplace
Fintech is a rapidly evolving field. With buzzwords such as disruption and innovation everywhere, combined with new product launches, it can be hard to discern what is actually innovative and what is just extra noise. In this post, we talked to Luma Financial Technologies COO Donald Pogan about how platforms truly transform the structured...
Structured Product Platforms to Execute 50% of Transactions, Predicts Luma’s CEO Tim Bonacci
As discussed in a recent publication from Risk.net, 5-10% of the US structured products market transactions occur on electronic platforms. However, Tim...
Automated Post-Sales Performance Reports Make Life Easier
Pulling up performance data for structured products is usually more time-intensive than other types of investments due to their complex nature. Manually...
How to Improve Suitability Measures with Financial Technology
Picture Tom, product manager for a large broker-dealer. Tom has his annual cycle exam in a couple of days. He understands how his orders have been approved and...
3 Reasons Why Wholesaler Value Could Increase
Reverse inquiries are an excellent area for wholesalers to provide value. However, the current way most wholesalers facilitate reverse inquiries is very...
Custom Structure Creation and Pricing Automation Explained
Despite the inherently complex nature of structured products, firms still surprisingly rely on emails and spreadsheets to manually manage the custom structure...
4 Reasons Custom Structure Pricing Needs to Be Automated
For all the complexity and sophistication of structured products, the creation and pricing of custom structures in the U.S. remains a very manual activity and...
How Luma Improves Control and Compliance
Through advanced financial technology solutions, more and more banks and broker-dealers are saving time and improving control and compliance. This trend has...